0001179350-12-000011.txt : 20120117 0001179350-12-000011.hdr.sgml : 20120116 20120113174515 ACCESSION NUMBER: 0001179350-12-000011 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120117 DATE AS OF CHANGE: 20120113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Marx Michael J CENTRAL INDEX KEY: 0001479780 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 50 WEST LIBERTY STREET, SUITE 880 CITY: RENO STATE: NV ZIP: 89501 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nano Mask, Inc. CENTRAL INDEX KEY: 0001088213 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 870561647 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-80277 FILM NUMBER: 12527702 BUSINESS ADDRESS: STREET 1: 50 WEST LIBERTY STREET, SUITE 880 CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: 209-275-9270 MAIL ADDRESS: STREET 1: 50 WEST LIBERTY STREET, SUITE 880 CITY: RENO STATE: NV ZIP: 89501 FORMER COMPANY: FORMER CONFORMED NAME: EMERGENCY FILTRATION PRODUCTS INC/ NV DATE OF NAME CHANGE: 19990608 SC 13D 1 marx13dfinal.htm MARX SCHEDULE 13D 1-13-12 Converted by EDGARwiz

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D


Under the Securities Exchange Act of 1934

 

 

NANO MASK, INC.

____________________________________________________________________________________

(Name of Issuer)

Common Stock, $.001 par value

____________________________________________________________________________________

(Title of Class of Securities)

63009L102

_______________________________________________________

(CUSIP Number)

John C Thompson, 1371 E 2100 S #202,  Salt Lake City, UT 84105  801-363-4854

____________________________________________________________________________________

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

1/5/2012

______________________________________________________

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box . [__]

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




CUSIP No. 63009L102

 

1

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

Michael J. Marx

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [__]               (b) [__]   

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT

TO ITEM 2(d) or 2(e)

[__]

6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

 

NUMBER OF

SHARES

BENEFICALLY

OWNNED BY

EACH

REPORTING

PERSON WITH

7

SOLE VOTING POWER

5,342,020

8

SHARED VOTING POWER

0

9

SOLE DISPOSITIVE POWER

5,342,020

10

SHARED DISPOSITIVE POWER

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,342,020

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES

CERTAIN SHARES

[__]

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

6.33%

14

TYPE OF REPORTING PERSON

IN

 

 

 

 

 

 

 




Item 1. Security and Issuer

This Schedule 13D is filed with respect to shares of common stock, $.001 par value ("Common Stock"), of Nano Mask, Inc. (the "Company"). The address of the Company is 50 West Liberty Street, Suite 880, Reno, Nevada.


Item 2. Identity and Background


This Schedule 13D is being filed on behalf of Michael J Marx ("Marx"), 50 West Liberty Street, Suite 880, Reno, Nevada. Marx is CFO of Nano Mask, Inc., a medical products company, 50 West Liberty Street, Suite 880, Reno, Nevada. Marx has not, during the last five years, been convicted in a criminal proceeding. Suydam has not, during the last five years, been a party to a civil proceeding or a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Marx is a United States citizen.


Item 3. Source and Amount of Funds or Other Consideration

In fiscal 2011, Marx has accepted shares as for his services as an officer and for conversion of debt owed to him by the Company.

Item 4. Purpose of Transaction

The acquisitions of common stock have been made for investment purposes and in lieu of cash consideration for employment. Marx, as CFO of the Company, has accepted 2,565,302 shares of restricted common stock as compensation for employment for fiscal 2011, with an additional 208,333 shares awarded to him as bonus compensation. Marx has no present plans or intent to make proposals which relate to or would result in any action enumerated from subparagraph (a) through subparagraph (j) of Item 4 of Schedule 13D.

Item 5. Interest in Securities of the Issuer

 

(a)

Marx is deemed beneficial owner of 5,342,020 shares of Common Stock. Based on the 84,442,347 shares of Common Stock outstanding as of January 12, 2012, as reported to the Reporting Person by the Company, and assuming the exercise of his warrants, Marx’s deemed beneficial holdings represent 6.33% of the Company’s Common Stock.

 


(b)

Marx has sole power to vote or to direct the vote or to dispose or to direct the disposition of the 5,342,020 shares of Common Stock.

(c)

Marx, as CFO of the Company, has accepted 2,565,302 shares (740,740 at $.027 per share, 714,285 at $.028 per share, 465,116 at $.043 per share, and 645,161 at $.031 per share) of restricted common stock as compensation for employment for fiscal 2011, with an additional 208,333 shares at $.032 per share awarded to him as bonus compensation. In June 2011, Marx received 377,412 shares at $.023 for conversion of outstanding loans to the Company. In January 2012, Marx received an additional 290,099 shares at $.03 for conversion of outstanding loans. All of the above shares were obtained directly from the Company.

(d)

No person other than Reporting Persons has any right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, such securities.

(e)

Not applicable.

 




Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

There are no contracts, arrangements, understandings or relationships (legal or otherwise) between Marx and any person with respect to any securities of the Company.

Item 7. Materials to Be Filed as Exhibits

None.

Signature

After reasonable inquiry and to the best knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Date: January 13, 2012

/s/ Michael J. Marx

 

Michael J. Marx